Employment Law Guide for Non-Profit Organizations 

Acknowledgments

I. INTRODUCTION

A. How to Use this Manual

B. Employment Law Overview

C. Federal, New York State, New York City, Westchester County and Connecticut Laws Governing the Workplace.

II. EMPLOYMENT AT-WILL AND EMPLOYEE HANDBOOKS

A. Overview

B. Contractual Employees

C. Are an Employee Handbook and an Ethics Policy Necessary?

III. THE HIRING PROCESS

A. Negligent Hiring and Retention

B. Pre-Employment Inquiries

C. Advertising and Applications

D. Interviews

E. Privacy Issues

F. Making A Written Offer

IV. EMPLOYEES VS. INDEPENDENT CONTRACTORS

A. Introduction

B. Is a Worker an Employee or Independent Contractor

C. Treatment of Employees Versus Independent Contractors

D. Implications of Misclassifying Employees as Independent Contractors

E.  Increased Scrutiny of Independent Contractors Vs. Employees

F.  Liability To Third Parties For Independent Contractors Vs. Employees

V. EXEMPT VS. NON-EXEMPT EMPLOYEES

A. Overview of Fair Labor Standards Act

B. Exempt vs. Non-Exempt Employees

VI. OTHER WAGE AND HOUR ISSUES

A. Minimum Wage

B. Overtime; Flexible Work Week

C. Call-Back / Show-up Pay

D. On-Call Time

E. Travel Time

F. Training Time

G. Volunteers

H. Business Closures

I. Jury and Witness Duty

J. Blood Donation Leave

1. New York Law

K. Work Performed Without the Employer's Knowledge

L. Meal Periods

M. Rest Periods

N. Break Time To Express Milk

1. New York Law

2. Connecticut Law

O. Premium Pay

P. Compensatory Time

Q. Telecommuting

R. Payment of Wages; Deductions

S. Record-Keeping Requirements

T. Retaliation

U. Penalties

VII. EMPLOYEE BENEFITS

A. Holidays

B. Vacation

C. Healthcare Coverage

D. Retirement Plans

E. Executive Compensation

F. Other Types of Benefits; Domestic Partners

VIII. DRUG FREE WORKPLACE, DRUG AND ALCOHOL TESTING, SAFETY, SAFE MAIL HANDLING, AND SMOKING

A. Drugs in the Workplace

B. Occupational Safety and Health

C. Workplace and Domestic Violence

1. Federal Law

2. New York Law

D. Safe Mail Handling

E. Smoking

IX. WORKPLACE PRIVACY

A. Electronic Monitoring

B. Workplace Searches

C. Employee Records

D. Disclosure of Medical Records

             1. Federal Law; HIPAA

E. Legal Non-Work Activities

F. Emergency Telephone Calls - Connecticut

X. PERFORMANCE EVALUATION AND PROGRESSIVE DISCIPLINE

A. Performance Evaluation System

B. Progressive Disciplinary Procedures

XI. ACCOMMODATION OF THE DISABLED, FAMILY AND MEDICAL LEAVE, MILITARY LEAVE AND WORKERS' COMPENSATION

A. Accommodation of Individuals with Disabilities

B. Family and Medical Leave

C. Military Leave

1. The Uniformed Services Employment and Reemployment Rights Act of 1994

2. Important Concepts Under USERRA

3. Reemployment Rights

D. Worker's Compensation Law

E. Intersection of the Americans with Disabilities Act, the Family and Medical Leave Act and State Workers' Compensation Laws

XII. PREVENTING UNLAWFUL HARASSMENT IN THE WORKPLACE

A. Establish a Policy Against Misconduct

B. Educate and Train

C. Select and Monitor Supervisory Personnel Carefully

D. Consider a Non-fraternization Policy

E. Set Up Grievance Procedures

F. Conduct Effective Investigations

G. Federal Fair Credit Reporting Act Implications on Sexual Harassment Investigations

XIII. DISCRIMINATION CHARGES AND EMPLOYMENT LITIGATION

A. Federal Law

B. New York Law

C. New York City Law

D. Westchester County

E. Connecticut Law

F. Administrative Process

XIV. RETALIATION AND WHISTLEBLOWING

A. Federal Law

B. New York, New York City, Westchester County and Connecticut Law

XV. ARBITRATION AND MEDIATION

XVI. EMPLOYMENT PRACTICES LIABILITY INSURANCE

A. Two Types of Coverage

B. Intentional Acts Not Covered

XVII. LABOR RELATIONS

A. Federal Law

1. NLRB Coverage

2. Use of Employer’s Email

3. Confidentiality Provisions

4. Protected Political Activity

5. The Employee Free Choice Act

B. New York Law

XVIII. ENDING THE EMPLOYMENT RELATIONSHIP

A. Involuntary Termination

B. Termination of the Individual Employee

C. Layoff or Reduction in Force

D. Notice of Termination

E. Exit Interviews

F. Separation Agreements and Release of Claims

G. COBRA

XIX. POST-EMPLOYMENT

A. Employment References

B. Unemployment Compensation

C. Maintaining Employee Records and Files

APPENDICES
IMPORTANT NOTICE RE: APPENDICES

APPENDIX A
EMPLOYMENT PRACTICES AUDIT CHECKLIST

APPENDIX B
OUTLINE OF FEDERAL, NEW YORK, NEW YORK CITY, AND CONNECTICUT LAWS GOVERNING THE WORKPLACE

I. FEDERAL LAWS

A. Age Discrimination in Employment Act ("ADEA")

B. Americans with Disabilities Act (the "ADA")

C. Civil Rights Act of 1964, Title VII

D. The Employee Retirement Income Security Act of 1974 ("ERISA")

E. Equal Pay Act

F. Fair Labor Standards Act ("FLSA")

G. Family and Medical Leave Act ("FMLA")

H. Immigration Reform and Control Act ("IRCA")

I. Occupational Safety and Health Act ("OSHA")

J. Older Workers Benefit Protection Act ("OWBPA")

K. Other Laws Affecting Federal Contractors

II. NEW YORK STATE LAW

A. The New York State Human Rights Law

B. New York State Labor Law Section 201 - Anti-Discrimination Statute

C. New York State Labor Law Section 740 - "Whistleblower" Statute

III. NEW YORK CITY LAW

IV. WESTCHESTER COUNTY LAW

V. CONNECTICUT LAW

A. Anti-discrimination

B. Retaliation

C. "Whistleblower" Protection

VI.  DISTINCTIONS BETWEEN EMPLOYEES AND INDEPENDENT CONTRACTORS AND RELATED ISSUES

APPENDIX C
FEDERAL, NEW YORK, NEW YORK CITY, AND CONNECTICUT
POSTER REQUIREMENTS

APPENDIX D
FEDERAL, NEW YORK, NEW YORK CITY, WESTCHESTER COUNTY, AND
CONNECTICUT AGENCIES

APPENDIX E
CHECKLIST OF SUBJECTS FOR AN EMPLOYMENT MANUAL

APPENDIX F
MODEL INTRODUCTORY PROVISIONS AND EMPLOYEE ACKNOWLEDGEMENT FOE EMPLOYMENT MANUALS

APPENDIX G
SAMPLE ETHICS POLICY

APPENDIX H
OFFICE EQUIPMENT AND COMPUTER WORKSTATION
SECURITY AND USE GUIDELINES

APPENDIX I
PRE-EMPLOYMENT INQUIRY GUIDELINES

APPENDIX J
CHILD CARE CENTER EMPLOYMENT PRACTICES

I. NEW YORK STATE CHILD CARE CENTERS LOCATED OUTSIDE OF NEW YORK CITY

A. Employee Qualifications

B. Applicant Screening Requirements

C. Employee Health Requirements

D. Employee Screening Requirements

E. Employee Supervision

II. DAY CARE SERVICES LOCATED IN NEW YORK CITY

A. Employment Qualifications

B. Applicant Screening Requirements

C. Employee Health Requirements

D. Employee Screening Requirements

E. Employee Supervision

III. WESTCHESTER COUNTY

IV. CONNECTICUT LAW

A. Applicant Screening Requirements

B. Employee Screening Requirements

C. Employee Qualifications

D. Staffing

APPENDIX K
MODEL EMPLOYMENT APPLICATION

APPENDIX L
SAMPLE OFFER LETTER

APPENDIX M
SAMPLE FORM UNDER THE FCRA (REQUEST FOR CONSUMER REPORT AND INVESTIGATIVE CONSUMER REPORT)

APPENDIX N
EXEMPT EMPLOYEE CHECKLIST

APPENDIX O
MODEL OVERTIME POLICY

APPENDIX P
MODEL DOMESTIC PARTNER POLICY

APPENDIX Q
SAMPLE SAFETY POLICY

APPENDIX R
VIDEO DISPLAY TERMINAL CHECKLIST

APPENDIX S
SAMPLE HAZARD COMMUNICATION PROGRAM

APPENDIX T
SAMPLE SMOKING POLICY

APPENDIX U
SMALL EMPLOYERS AND REASONABLE ACCOMMODATION

APPENDIX V
SAMPLE POLICY REGARDING
REASONABLE ACCOMMODATIONS FOR DISABLED EMPLOYEES

APPENDIX W
SAMPLE POLICY PROHIBITING HARASSMENT

APPENDIX X
MODEL GRIEVANCE PROCEDURE

APPENDIX Y
CHECKLIST FOR INVESTIGATION OF MISCONDUCT

APPENDIX Z
CHECKLIST FOR REVIEWING TERMINATION DECISIONS

APPENDIX AA
SAMPLE EMPLOYEE EXIT AGREEMENT - CONFIDENTIAL INFORMATION

APPENDIX BB
SAMPLE EMPLOYMENT SEPARATION AGREEMENT (INCLUDING WAIVER OF AGE DISCRIMINATION CLAIMS)

APPENDIX CC
SAMPLE INITIAL COBRA NOTICE (TO BE SENT AS SOON AS COVERAGE BECOMES EFFECTIVE)

APPENDIX DD
SAMPLE COBRA NOTIFICATION OF RIGHT TO ELECT CONTINUATION OF BENEFITS UNDER COBRA

APPENDIX EE
INDEX OF PERSONNEL RECORDS RETENTION REQUIREMENTS

APPENDIX FF
LABOR RELATIONS

I. COVERAGE UNDER THE NATIONAL LABOR RELATIONS ACT

II. RIGHTS PROTECTED

III. EMPLOYER UNFAIR LABOR PRACTICES

IV. DETERMINATION OF SUPERVISORY STATUS

V. UNION UNFAIR LABOR PRACTICES

VI. THE ORGANIZING CAMPAIGN

VII. NO SOLICITATION - NO DISTRIBUTION RULES

A. Use of Employer's Office Systems for Organizing

B. Outside Solicitation

VIII. THE REQUEST FOR RECOGNITION

A. The Petition for Election and the Campaign

B. The Election Campaign

C. The Election

IX. PREPARING FOR NEGOTIATION AND NEGOTIATION WITH THE UNION

X. PROTECTED CONCERTED ACTIVITY IN THE NON-UNION CONTEXT

XI. CONCLUSION

APPENDIX GG
DRUG TESTING POLICES

APPENDIX HH
HEALTH INSURANCE PORTABILITY AND ACCOUNTABLITY ACT (HIPAA)

APPENDIX II
Model Domestic Violence Employee Awareness and Assistance Policy for Private Businesses

APPENDIX JJ
POLICY REGARDING OVERTIME AND OTHER PAYMENTS

APPENDIX KK
POLICY REGARDING OVERTIME AND OTHER PAYMENTS

 

APPENDIX LL
POLICY REGARDING OVERTIME AND OTHER PAYMENTS

 

APPENDIX MM
New York Sample Policy

Time to Express Milk

 

APPENDIX NN

Employee Protection (Whistleblower) Policy